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Modeling Discretion in American Sentencing Systems

NCJ Number
180115
Journal
Law & Policy Volume: 20 Issue: 4 Dated: October 1998 Pages: 389-428
Author(s)
Kevin R. Reitz
Editor(s)
Keith Hawkins, Murray Levine
Date Published
1998
Length
39 pages
Annotation
Sentencing structures in American jurisdictions have become diverse in the past 25 years; this article develops basic theoretical tools to describe the building blocks of various up-and-running sentencing structures, with attention to the permutations of discretions that add up to define sentencing outcomes.
Abstract
Such basic conceptual tools can facilitate observations about a single system and can enable comparative analyses of numerous systems. The author posits certain working hypotheses about the design of sentencing systems in the context of the many observed possibilities for the parceling out of sentencing discretion. These propositions are not so much "rules" or "principles" as tentative observations and normative propositions that will be useful in the analysis of particular systems. The first hypothesis is that it is undesirable to concentrate all sentencing discretion at the systemic level and foreclose all meaningful sentencing discretion at the case-specific level. The second hypothesis is that no attempt to concentrate sentencing discretion at the systemic level can extinguish meaningful discretion at the case-specific level. The third hypothesis is that discretion exercised late in the sentencing process is likely to carry disproportionate influence over sentencing outcomes when compared with discretion exercised at early or intermediate stages. The fourth hypothesis is that the goals of a sentencing system are best furthered by visible, professional, and accountable actors who have primary responsibility to further systemic goals as opposed to the interests of particular parties; and the fifth hypothesis is that every sentencing system should be designed so that at least one visible, professional, neutral, and accountable public actor with responsibility to uphold systemic goals has power to exercise meaningful sentencing discretion at both the systemic and case-specific levels. The author applies these five hypotheses to three longstanding guideline jurisdictions in an attempt to generate useful raw and comparative observations: the Federal guidelines system, which began operation in late 1987; and the Pennsylvania and Minnesota systems which took effect in 1982 and 1980 respectively. 6 figures, 46 notes, and 70 references